SEC Charges U.S.-Based Moog Inc. with FCPA Violations for Subsidiary’s Role in Indian Bribery Scheme
Washington D.C., Oct. 11, 2024 — The Securities and Exchange Commission today announced that Moog Inc., a New York-based global ...
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Tag: The Securities and Exchange Commission
Morgan Stanley Smith Barney to Pay $35 Million for Extensive Failures to Safeguard Personal Information of Millions of Customers
Washington D.C., Sept. 20, 2022 — The Securities and Exchange Commission today announced charges against Morgan Stanley Smith Barney LLC ...
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McKinsey Affiliate to Pay $18 Million for Compliance Failures in Handling of Nonpublic Information
Washington D.C., Nov. 19, 2021 — The Securities and Exchange Commission today announced that an affiliate of McKinsey & Company ...
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SEC Charges Financial Adviser With Stealing Investor Funds to Pay Off Credit Cards, Buy Gold Coins
Washington D.C., Oct. 28, 2021 — The Securities and Exchange Commission today charged a former New Jersey-based broker and investment ...
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Two Celebrities Charged With Unlawfully Touting Coin Offerings
Washington D.C., Nov. 29, 2018 —The Securities and Exchange Commission today announced settled charges against professional boxer Floyd Mayweather Jr. ...
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